From bottleneck to breakthrough – is 2026 the year of the BSA fix?
In Breaking the bottleneck: Making the Building Safety Act work for you we discussed the fact that, despite the dust having had a chance to settle since the Building Safety Act (BSA) came into force back in 2022, the reality was that navigating projects felt more challenging than ever.
At the tail end of last year there was no doubt that the BSR’s resources and processes needed strengthening to clear the bottleneck in building approval applications. There was also the clear need for comprehensive industry guidance to support those navigating the BSA legal labyrinth to aid compliance and avoid inconsistent decision-making and delays.
Whilst the industry had no choice but to wait for the appropriate measures to be put in place, it was widely acknowledged that the industry must also recognise its own responsibilities – as both users and beneficiaries of the system – to work with it, not against it. In essence, the industry had a critical role to play in reducing delays by understanding the legislative framework and submitting robust applications.
Fast forward to June of this year and there is news to report!
In this article we:
- recap the gateway regime;
- discuss the bottleneck and steps to smooth the application process;
- explain the measures that the government has taken in efforts to clear the bottleneck to date; and
- report on what is coming down the track in terms of regulatory reform in 2026.
Finally, we ask the question: is 2026 the year of the BSA fix?!
The gateway regime (concerned with works to or works to create a higher risk building)
An HRB is a building which is 18m tall and/or has at least seven storeys and which contains more than two residential units. The important thing to remember is that the HRB footprint starts with the entirety of a building and then it is often possible to divide up the building into independent sections.
By way of example, if there are two 20m tall tower blocks joined by a solid party wall running between them to divide it, each with their own independent means of access, then each tower is an independent section and each tower is an HRB.
Using the same example but with a commercial parade at ground floor level, the commercial units will be independent sections but not HRBs and each of the residential towers (i.e. excluding the commercial elements) will be independent sections and HRBs.
Gateway 1 (Planning gateway)
Gateway 1 consent is needed before planning consent is granted. In a nutshell, Gateway 1 is concerned with fire safety needs as they relate to the project and requires the submission of a full fire statement.
Gateway 2 (Implementation gateway)
Under Gateway 2, the BSR seeks both the narrative and supporting evidence explaining how the building design complies with Building Regulations.
Gateway 2:
- focuses on ensuring that the practical implementation of the approved design adheres to the necessary safety standards and requirements.
- ensures that no deviations from the original design occur, safeguarding the integrity of the building’s safety features.
- involves an examination of materials, workmanship, and installation of critical safety systems, such as fire safety measures, structural elements, and safety-critical systems.
- involves an examination of competence of the professional team.
- includes a mechanism for alterations to current plans and the professional team.
Timeframe: The indicative timeframe for Gateway 2 approval is 12 weeks for the construction of a new HRB and 8 weeks for works to an existing HRB.
Gateway 3 (Occupation gateway)
Gateway 3 essentially deals with the sign-off process post completion of the work and involves:
- an application for a completion certificate, providing evidence that the building has been constructed according to the approved plans.
- the applicant being able to demonstrate the building is safe to occupy.
- provision of ongoing management plans and the full golden thread of information.
At Gateway 3 the BSR reviews the submitted documentation and conducts on-site inspections to verify compliance.
Occupancy of the building is only lawful once the completion certificate has been issued and the BSR may take enforcement action if a building is occupied without a completion certificate.
Once the completion certificate is issued the Principal Accountable Person (PAP) must register the building as a HRB with the BSR.
This final checkpoint serves as a safeguard, ensuring that all necessary safety measures have been implemented and that the building adheres to the highest standards as embodied in the legislative framework. Failure to meet the requirements at this stage can result in significant penalties and potential legal consequences.
Timeframe: The indicative timeframe for Gateway 3 approval is 8 weeks.
The bottleneck
The BSR has faced consistent criticism for failing to approve applications within the timeframes set out in the legislative framework. The bottleneck has been most apparent at Gateway 2 with average decisions last year taking closer to 36 weeks (almost three times longer than the indicative timeframe provides for).
Reasons cited for these delays include:
- the steep learning curve for the BSR in reviewing and processing applications;
- challenges for the BSR in assembling multi-disciplinary assessment teams; and
- an industry still adapting to a highly complex regime.
Of particular note is the fact that timeframes for approvals vary across the country. There is a stream of projects that appear to be obtaining Gateway 2 approval within 12-15 weeks but there are others that drift into 30–48-week territory. Whilst it has been hard to ascertain the reason for such divergence, the following actions have been identified as key in smoothing the process:
- Involve compliance and safety experts during RIBA Stages 1 to 3.
- Assign a team member to manage the relationship with the BSR throughout the approval process.
- Ensure that the application is accompanied by proper and complete documents at the outset (including consistency within the document package, no gaps or missing information or incorrect information, no design changes, settled change control plans etc.). This enables a reviewer to progress through the technical analysis without having to start again or seek resubmission.
- Define precisely what the application covers, what is excluded, what is defined as the HRB and the methodology behind such analysis.
- Define roles and responsibilities clearly – an organogram or map showing who the responsible duty holders are and who is responsible for compliance decisions can be particularly a useful aid.
- Include a careful index or schedule of the information contained in the works package. This facilitates a validation process that involves navigating through a clearly defined document bundle rather than having to search for what is needed.
- Demonstrate how the construction project will be delivered in a compliant manner (show how the project will be built, supervised and verified), whether that be indications of hold points, record keeping, change control protocols, or testing strategy.
- Sense check the package by an internal validation team before submission.
- Treat and plan for the Completion Certificate at Gateway 3 as a compliance milestone, not a project afterthought.
Although there is less data on Gateway 3, freedom of information requests have indicated that approximately one third of applications are taking more than 3 months to process.
Similar reasons for delay are cited including poor quality of documentation retention, missing documents or incomplete information, lack of installation evidence and missing fire stopping sign offs or compartmentation records.
For those making these applications, controlling the controllables is the key – this essentially boils down to submitting good quality, complete and consistent applications that are easy to navigate and ensuring regular dialogue with the BSR to help them to help you!
The breakthrough
The launch of the House of Lords’ Industry and Regulators Committee inquiry back in June last year ‘to find out if the BSR has the skills and resources required to ensure the safety of all buildings and its residents in the process of approving applications for HRBs’ became headline grabbing news.
Off the back of the committee’s report which concluded that the delays caused by the BSR were unacceptable and risked causing the government to miss its target of building 1.5 million homes by 2029, the government introduced a package of strategic and operational reforms which included:
- Restructuring: From 27 January 2026 all building safety functions under the BSA moved from the Health and Safety Executive to the BSR representing a landmark step towards the creation of a Single Construction Regulator with the aim of improving accountability and streamlining Gateway 2 and 3 processes.
- Recruitment: At the end of last year over one hundred new staff members were recruited to the BSR to build capacity within industry.
- Innovation Unit: Launched in mid-2025, the Innovation Unit embodies a shift away from reliance on outsourced multi-disciplinary teams to a centralised, structured approach to Gateway 2 approvals, particularly for new build HRBs. One key feature, central to the success of the Innovation Unit, has been the batching and specialisation of applications. Applications are assigned to dedicated engineering service providers allowing for focused technical review and collaborative engagement and this means that the regulator plays less of a gatekeeper and more of a facilitator role.
- Fast Track Process: The new Fast Track process established within the BSR was launched in August last year and focuses on new-build applications (with the intention of it being broadened to include other application categories including remediation once the effectiveness of the process has been proven). The Fast Track process includes scope for the BSR to approve applications “with requirements” in appropriate circumstances which enables work to commence whilst still ensuring building regulations compliance is demonstrated.
- Guidance: As the new building safety regime has become established, the need for comprehensive industry guidance has become increasingly apparent. Such guidance is essential to support those navigating the BSA’s legal complexities, promote consistent decision-making, facilitate compliance, and minimise delays.
The publication of the “Building Control for a new Higher-Risk Building Guidance Suite” in collaboration between the Construction Leadership Council, industry stakeholders and the BSR has been particularly valuable in providing the baseline principles to guide those involved in submitting and assessing applications for Gateway 2 and 3 applications.
Of particular note is the guidance that forms part of the guidance suite on:
Staged delivery
Regulation 4(3) of The Building (Higher-Risk Buildings Procedures) (England) Regulations 2023 sets out the legal framework for staged applications which enables applicants to subdivide an application by building or block. Effectively used, staged applications allow early approval and commencement of discrete work packages – such as initial groundworks and basement works – while detailed design for the remainder of the building or block proceeds.
Guidance note 08 explains the structure and content of a compliant staged submission including examples of common scenarios and an example of a Staged Work Statement.
Key steps between Gateway 2 and 3
Under the HRB regime, applicants must demonstrate that robust arrangements are in place to manage and evidence ongoing compliance with the Building Regulations 2010 throughout the project, forming part of the Golden Thread of information.
Guidance note 09 is aimed at clients and principal contractors to ensure that, following Gateway 2 approval, they plan and evidence compliance in a way that positions the project for a timely and complete Gateway 3 submission. The guidance includes process maps and submission templates developed in collaboration with industry stakeholders to help applicants understand what is expected and how to meet those expectations.
Most recently on 4 June the CLC published the following two pieces of guidance with the BSR observing that despite overall improvements in the quality of submissions, deficiencies in these documents were still contributing to application rejections:
Guidance note 10: The Fire and Emergency File including an example of the structure and content of such a file.
Guidance note 11: Building Regulations Compliance Statement for a building control approval application for a new HRB or stage of HRB work at gateway 2 and gateway 3 which includes a sample extract of a compliance statement.
The million-dollar question, of course, is whether this package of measures has: (1) materially improved the likelihood of a successful building control application; and (2) assisted in alleviating the bottleneck.
2026
On 27 January 2026, the same day the BSR became a standalone body, the BSR released data demonstrating that the waiting time for Gateway 2 approval was significantly reduced to approximately 13 weeks, not too far removed from the statutory timeframe of 12 weeks. It also reported a continued rise in Gateway 2 determinations, with a record number in the last quarter of 2025, equating to approximately a 250% increase in decisions.
Attention is now inevitably turning to delays at Gateway 3 as more and more projects move through the gateway process. Only time will tell whether the government can perform the same turnaround on Gateway 3 approvals.
The BSR are however the first to recognise that whilst things are moving in the right direction there remains much work to be done. On 31 March 2026, it published its strategic plan for 2026 to 2027. The plan sets out five key priorities for the year ahead, which include:
- Priority 1: Continuing to improve operations and processes
- Priority 2: Remediation to increase remediation activity
- Priority 3: Building phase and Gateway 3 focus to facilitate faster Gateway 3 application assessments as well as feedback on rejected applications
- Priority 4: Keeping the safety of people and the standard of buildings under review
- Priority 5: Improving professional standards across industry
Furthermore, these recent and current consultations below all evidence the fact that the government recognises that collaboration is key and that the industry has a significant role to play in shaping the wider regulatory landscape to ensure a proportional approach to building safety.
- Improving proportionality and safety outcomes in building control: telecommunications work – GOV.UK which closed on 24 March 2026 sought views on proposals to streamline the building control procedural requirements for fibre optic cabling and mobile masts within the HRB regime.
- Proportionality in building control: categorisation of higher-risk building work – GOV.UK which closed on 28 May 2026 sought views on how to improve the proportionality of the building control process for Category A and Category B building work to existing buildings under the HRB regime as well as how guidance could be improved and the role of Competent Persons Schemes in Category B works.
- Review of Approved Document B: Fire safety – GOV.UK which closes on 1 July 2026 seeks views on proposed changes to Approved Document B: Fire safety (ADB). These would clarify and update the guidance, revise the rules on combustible materials in external walls and attachments, and introduce a new requirement for evacuation lifts.
The consultation that looks at re-categorising HRB work – essentially moving away from the current ‘one size fits all’ treatment of HRB works – is of particular interest to industry stakeholders and derives from a place of BSR self-interest given that it has received around five times the expected number of category A applications. This has been one of the main cause of delays for both residents and the BSR and of course impacts upon the delivery of new homes and completion works to make existing homes safe.
In essence, the government have proposed two options, to narrow the legal definition of category A works so that certain lower‑risk activities – most notably works within individual residential units (Option 1) and limited works to communal areas (Option 2) – would no longer trigger the most onerous documentation requirements under the HRB regime.
These two options are not mutually exclusive, and the government proposes implementing both subject to the responses to the consultation.
Option 1: excluding most works within individual flats from Category A for example:
- Movement or removal of non-load bearing walls within a flat
- Building work to windows
- Modifications to kitchens or bathrooms
Works within a flat would remain Category A where they could have wider safety impacts, for example if they:
- affect active fire safety measures (like fire alarms)
- affect load‑bearing walls in the flat
- affect external walls (excluding windows), or
- involve work to fire doors that connect the flat to communal areas (subject to Option 2, below).
Option 2: excluding small‑scale works in communal areas from Category A for example:
- Electrical work to install new emergency lighting in a communal hallway
- Work to repair a single fire door in a communal area
- Work to repair a window frame in a communal area
To qualify as “small‑scale” though, the work would need to meet all of the following criteria:
- It can typically be carried out by a team of no more than three people
- It can typically be completed within five working days (40 hours), and
- It does not impact active fire safety systems (like sprinklers), load‑bearing walls, or external walls (excluding windows).
Interestingly not only does this consultation propose a framework for re-categorising works but it also:
- recognises the need for support and guidance for applicants in identifying whether works are actually Category A or Category B works;
- asks whether there are any types of building work that could fall within the scope a Competent Person Scheme in the future for Category B works; and
- raises the question as to whether works inside flats and small‑scale works should, in the longer-term, be removed from the higher-risk regime entirely and overseen by other building control bodies outside the BSR.
This consultation is a clear indication of the direction of travel however somewhat frustratingly the current consultation does not touch upon works to commercial units in mixed use HRBs. This means that for the time being independent section analysis when carrying out works to commercial parts in a mixed HRB remains key.
The scale of change required following the enactment of the BSA has been unprecedented and it has been a sharp learning curve for all those involved.
MHCLG’s recent structural and operational reforms to improve efficiency and restore confidence appear to be successful in reducing bottlenecks, but continued scrutiny and collaboration will be key to ensuring the BSR meets its mandate.
While legislative and regulatory developments form the foundation of the new building safety regime, the question of whether the post-Grenfell framework can provide an efficient and practical solution for managing building safety going forward will turn on the success of the structural and operational changes within the BSR and the quality of the guidance made available to stakeholders to assist them in navigating the new regime.
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